mosaic financial

Mosaic Financial is a boutique investment bank and registered broker dealer.

investment banking

Mosaic Financial provides strategic advisory and placement agent’s services to corporate clients around the world. Recent activity includes IPOs, RTOs, valuations, mergers, acquisitions, debt and equity financing, financial engineering, and strategy development.

custody

Safekeeping and privacy are vital concerns to HNW+ clients. Mosaic’s clients choose to open margin, segregated, and cash accounts. As a registered broker dealer, Mosaic Financial segregates proprietary and client funds held in omnibus custody with Schedule 1 banks.

execution

Mosaic Financial’s execution, clearing, and settlement is optimized for HNW+ wealth advisors. Mosaic clients can direct equity, debt, and options orders to low latency electronic platforms or to our high-quality tradedesk for execution in the 20 largest markets or over-the-counter. Mosaic Financial coordinates with Mosaic’s special services to offer alternatives and ‘exotics’ to qualified advisors and clients.